Eric T. Miller

FORT POINT CAPITAL PARTNERS LLC

Humacao, PR 00791

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CRD#: 2652243

Professional summary

Eric Thomas Miller, CFP®, who also goes by Eric T Miller, is a registered financial advisor currently at FORT POINT CAPITAL PARTNERS LLC located in Humacao, and UHLMANN PRICE SECURITIES, LLC located in Skokie, Illinois.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric T Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In September 2020, I founded Structured Products Consulting Group, LLC, ("SPCG") which is a consulting firm specializing in providing advice to the HNW derivatives and retail structured products community. SPCG is located at 93 Nelson Ave., Saratoga Springs, NY 12866, Phone: (914) 523-1122, Email: emiller@spcg-llc.com. As of March 1, 2023, I became a managing director at Fort Point Capital Partners, LLC ("FPCP") as an independent contractor where I provide referrals to various product lines included in both their Wealth Advisory and Asset Management practices. FPCP is located at 275 Sacramento Ave., San Francisco, CA 94111, Phone: (914) 523-1122, Email: em@fortpointcap.com. I work part-time at SPCG and full-time at Fort Point Capital Partners through my broker-dealer, Uhlmann Price Securities, LLC, which is fully aware of my business activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Thomas Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 3, 2023 - Present

FORT POINT CAPITAL PARTNERS LLC

Office #1: 370 Harbour Drive 2nd Floor Palmas Del Mar, Humacao, PR, 00791

RIA

CRD#: 146759

Humacao, PR

Current

February 2, 2024 - Present

UHLMANN PRICE SECURITIES, LLC

Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077

CRD#: 42854

Skokie, IL

Past

January 4, 2021 - February 1, 2024

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

May 25, 2007 - September 25, 2020

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

April 21, 2006 - May 15, 2007

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

October 3, 2005 - April 17, 2006

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

June 29, 1998 - October 6, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 2, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

May 21, 1997 - September 2, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

October 6, 1995 - May 9, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(2/22/2024)

IAR

New York
(4/3/2023)

New York
(2/2/2024)

IAR

Puerto Rico
(12/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/23/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/24/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/5/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

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Contact information

Main Address

275 Sacramento Street 8th Floor, San Francisco, CA 94111

Mailing Address

Phone number

(415) 449-0570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT POINT ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,413
AUM (Assets Under Management)	$ 2,002,678,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
11/20/2024	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric T. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Thomas Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

UHLMANN PRICE SECURITIES, LLC

MCG SECURITIES LLC

HSBC SECURITIES (USA) INC.

NATIXIS SECURITIES NORTH AMERICA INC.

ABN AMRO INCORPORATED

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

SBC WARBURG, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

FORT POINT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/1995

SIE

Date: 10/1/2018

Series 3

Date: 2/24/1997

Series 7

Date: 10/5/1995

FINRA

Current Firm

FORT POINT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT POINT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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