Jason M. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Monroe Smith was a registered financial advisor .
Jason is a previously registered financial advisor and started their career in finance in 1995. Jason had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2011 - December 31, 2012
TIGER INVESTING, INC.
July 28, 2010 - August 13, 2010
AVANTAX INVESTMENT SERVICES, INC.
October 16, 1995 - April 10, 1996
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TIGER INVESTING, INC.
CRD#: 155429 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
