Victor J. Divietro

WAYPOINTS FINANCIAL

SEBRING, FL 33870

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CRD#: 2652020

Professional summary

Victor Jason Divietro, who also goes by VIctor J Divietro, is a registered financial advisor currently at WAYPOINTS FINANCIAL located in Sebring, Florida.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Victor has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victor J Divietro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) 149 E Center LLC; Not Investment Related; 149 E. Center Ave, Sebring, FL 33870; To purchase and rent office space for Waypoints Financial; Manager; November 7, 2022; One hour/month or less; Zero hours during trading hours; Collecting rent from current tenant, paying insurance, taxes, and other necessary expenses related to commercial real estate. 2.) Silver Fox Storage LLC; Not Investment Related; Holding Company for Vacant Commercial Property; Manager; Established 9/1/23; One hour/month or less; Zero hours during trading; No current business operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Jason Divietro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2012 - Present

WAYPOINTS FINANCIAL

Office #1: 149 East Center Avenue, Sebring, FL 33870

RIA

CRD#: 7691

SEBRING, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAYPOINTS FINANCIAL

WAYPOINTS FINANCIAL | WAYPOINTS FINANCIAL, LLC

CRD#: 157494 / SEC#: 801-130707

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Florida

Registered Investment Advisory firm - (7/23/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/23/2012)

IAR

Texas
(9/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/24/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/23/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

WAYPOINTS FINANCIAL

WAYPOINTS FINANCIAL | WAYPOINTS FINANCIAL, LLC

CRD#: 157494 / SEC#: 801-130707

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Florida

Registered Investment Advisory firm - (7/23/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2024 Terminated)

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Contact information

Main Address

149 East Center Avenue, Sebring, FL 33870

Mailing Address

Phone number

(863) 402-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAYPOINTS FORM ADV PART 2 BROCHURE (10/16/2025)

Regulatory assets under management

Total Number of Accounts	629
AUM (Assets Under Management)	$ 133,678,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Victor J. Divietro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Jason Divietro's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WAYPOINTS FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1995

Series 63

Date: 10/20/1995

SIE

Date: 3/31/2017

Series 7

Date: 10/9/1995

Series 10

Date: 2/24/2005

Series 9

Date: 2/23/2005

Current Firm

WAYPOINTS FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAYPOINTS FINANCIAL

TRUST BUT VERIFY

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