James P. Boulay

LUTZ FINANCIAL

Omaha, NE 68154-5336

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CRD#: 2652010

Professional summary

James Paul Boulay, CFP®, who also goes by James P Boulay, is a registered financial advisor currently at LUTZ FINANCIAL located in Omaha, Nebraska.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Boulay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Boulay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

April 9, 2001 - Present

LUTZ FINANCIAL

Office #1: 13616 California Street Suite 300, Omaha, NE 68154-5336

RIA

CRD#: 117273

Omaha, NE

Past

October 11, 1995 - February 28, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUTZ FINANCIAL

LUTZ FINANCIAL | LUTZ FINANCIAL SERVICES, LLC

CRD#: 117273 / SEC#: 801-62093

RIA

Registered Investment Advisory firm - (6/4/2003 Approved)

Nebraska

Registered Investment Advisory firm - (6/23/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(4/9/2001)

IAR

Texas
(10/26/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/1995

General Securities Representative Examination

Current Firm

LUTZ FINANCIAL

LUTZ FINANCIAL | LUTZ FINANCIAL SERVICES, LLC

CRD#: 117273 / SEC#: 801-62093

RIA

Registered Investment Advisory firm - (6/4/2003 Approved)

Nebraska

Registered Investment Advisory firm - (6/23/2003 Terminated)

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Contact information

Main Address

13616 California Street Suite 300, Omaha, NE 68154-5336

Mailing Address

Phone number

(402) 827-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	2,386
AUM (Assets Under Management)	$ 2,610,146,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James P. Boulay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Boulay's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUTZ FINANCIAL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LUTZ FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/1995

Series 63

Date: 10/16/1995

Series 7

Date: 10/10/1995

Current Firm

LUTZ FINANCIAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUTZ FINANCIAL

TRUST BUT VERIFY

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