DI
David L. Immonen
MANNING & NAPIER ADVISORS
Pittsburgh, PA
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CRD#: 2651877
DI
Professional summary
David Lee Immonen is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Pittsburgh, Pennsylvania and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 2, Series 6 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE AND REGISTERED INVESTMENT ADVISOR REPRESENTATIVE OF MANNING & NAPIER ADVISORS, LLC, AN AFFILIATED REGISTERED INVESTMENT ADVISOR; PROVINCE OF ST. AUGUSTINE CAPUCHIN FRANCISCAN FRIARS- ADVISORY BOARD MEMBER: 05/2017-PRESENT, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. OWNER OF RENTAL PROPERTY: APRIL 2019 - PRESENT, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. McCandless Industrial Development Authority - Board Member; March 13th, 2024- PRESENT, INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Immonen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2005 - Present
MANNING & NAPIER ADVISORS, LLC
RIA
CRD#: 105992
Pittsburgh, PA
Current
October 18, 2005 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450BD
CRD#: 26266
Fairport, NY
Past
September 16, 2009 - December 31, 2013
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
RIA
CRD#: 106652
WEXFORD, PA
Past
March 1, 2004 - September 30, 2005
MBSC, LLC
BD
CRD#: 42430
NEW YORK, NY
Past
September 10, 2001 - March 9, 2004
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
September 15, 1995 - March 17, 2000
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MANNING & NAPIER ADVISORS, LLC
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
RIA
Registered Investment Advisory firm - (6/4/1975 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/1/2010)
RR
California(1/4/2006)
RR
Colorado(10/18/2005)
RR
Connecticut(10/28/2025)
RR
District of Columbia(4/23/2025)
RR
Florida(1/4/2006)
IAR
Florida(1/5/2006)
RR
Georgia(1/4/2006)
RR
Illinois(1/4/2006)
RR
Louisiana(2/2/2023)
RR
Maryland(10/18/2005)
RR
Massachusetts(2/2/2023)
RR
Michigan(10/18/2005)
RR
Montana(1/13/2025)
RR
New Jersey(10/18/2005)
RR
New York(1/15/2008)
IAR
New York(7/27/2021)
RR
North Carolina(2/2/2023)
RR
Ohio(10/18/2005)
IAR
Ohio(10/20/2005)
RR
Oregon(9/16/2011)
RR
Pennsylvania(10/18/2005)
IAR
Pennsylvania(10/18/2005)
RR
Rhode Island(4/7/2025)
RR
South Carolina(3/4/2024)
RR
Tennessee(6/3/2024)
RR
Texas(9/12/2018)
IAR
Texas(9/12/2018)
RR
Virginia(1/4/2006)
RR
West Virginia(10/18/2005)
RR
Wyoming(2/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 11/9/1995
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
M&
MANNING & NAPIER ADVISORS, LLC
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
RIA
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Contact information
Main Address
290 Woodcliff Drive, Fairport, NY 14450
Mailing Address
Phone number
(585) 325-6880
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,279 |
| AUM (Assets Under Management) | $ 18,406,580,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/23/2024 | ||
| 12/21/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
