Brian J. Pagano
Professional summary
Brian Joseph Pagano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Brian had worked at 6 firms, which includes J.P. TURNER & COMPANY L.L.C., NORTHRIDGE CAPITAL CORPORATION, MORGAN STANLEY DW INC., FIN-ATLANTIC SECURITIES INC., FAIRCHILD FINANCIAL GROUP INC., MONROE PARKER SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2000 - April 19, 2002
J.P. TURNER & COMPANY, L.L.C.
August 29, 2000 - September 8, 2000
NORTHRIDGE CAPITAL CORPORATION
February 16, 2000 - May 22, 2000
MORGAN STANLEY DW INC.
February 25, 1998 - October 8, 1999
FIN-ATLANTIC SECURITIES, INC.
December 22, 1997 - February 25, 1998
FAIRCHILD FINANCIAL GROUP, INC.
January 20, 1997 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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