John Patrick Hannigan
CFP®Professional Summary
John Patrick Hannigan, CFP® is a registered financial advisor currently at PRINCIPLE WEALTH located in Westport, Connecticut. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC
Contact Information
Main Address
48 Wall Street, Madison, CT 06443Mailing Address
Po Box 1007, Madison, CT 06443Phone Number
(203) 318-8892# of Employees
28SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,120AUM (Assets Under Management)
$3,204,653,344Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/13/2026 | Cover Page | Report |
| 08/26/2025 | Cover Page | Report |
| 11/13/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC
State Registrations and Notice Filings
(10/31/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Hannigan's CRS (Customer Relationship Summary).
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