Newell Chase Bossart
Professional Summary
Newell Chase Bossart was a registered financial advisor. Newell was a previously registered financial professional and started their career in finance 1968 - 1996. Newell had worked at 6 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
ATR INC. | MORTON CLARKE, INC. | MORTON CLARKE, INC | MORTON CLARKE INC. | MORTON CLARKE INC | MORTON CLARKE FU & METCALF, INC. | MORTON CLARKE FU & METCALF INC. | MORTON CLARKE BURNS FU & METCALF INC.
Contact Information
Established
Washington since 09/01/1994Firm Type
CorporationFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORTON, JOHN SAINSBURY | SHAREHOLDER | 341120 |
| CLARKE, STEPHEN SYDENHAM | SHAREHOLDER | 48072 |
| MORTON, TRENTON KROEGER | SHAREHOLDER | 2770360 |
| BRENNER, MARY SUSAN | SHAREHOLDER | 1355148 |
| DESHON, LOREN IRVIN | SHAREHOLDER | 730531 |
| HURD, PATRICIA LEE | CHIEF COMPLIANCE OFFICER - BROKERAGE, CCO - IA, SECRETARY | 3201269 |
| LAFROMBOIS, NOLAN RYAN | SHAREHOLDER, CFO, TREASURER | 4263393 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Aug 1977Series 1 — Registered Representative Examination
Passed Sep 1968Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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