Todd D. Raker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Dunkin Raker was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1995. Todd had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - September 26, 2022
IAM CAPITAL CORPORATION
April 13, 2004 - June 13, 2011
DEUTSCHE BANK SECURITIES INC.
August 31, 1999 - April 9, 2004
CREDIT SUISSE SECURITIES (USA) LLC
September 28, 1998 - September 7, 1999
ABN AMRO SECURITIES LLC
September 5, 1995 - September 10, 1998
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IAM CAPITAL CORPORATION
CRD#: 45034 / SEC#: , 8-50930
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IRIDIAN ASSET MANAGEMENT LLC | SHAREHOLDER | |
| RAKER, TODD DUNKIN | CCO AND CEO | 2651603 |
Red Flags
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