David Paul Quinlivan
Professional Summary
David Paul Quinlivan is a registered financial advisor currently at SAINTS ADVISORS LLC located in Paradise Valley, Arizona. David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SAINTS ADVISORS LLC
Contact Information
Main Address
8700 N 52nd Street, Paradise Valley, AZ 85253Mailing Address
2030 W Baseline Rd #182-4086, Phoenix, AZ 85041Phone Number
(415) 773-2080Established
Delaware since 05/26/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Feb 2002SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Paul Quinlivan's CRS (Customer Relationship Summary).
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