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MA

Michael C. Alba

GREENLEAF FINANCIAL NETWORK
Fairfax, VA
Some features on this profile are disabled
CRD#: 2651547
MA

Professional summary


Michael Christopher Alba, who also goes by Chris Alba, Michael C Alba, is a registered financial advisor currently at GREENLEAF FINANCIAL NETWORK, LLC located in Fairfax, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Chris Alba | Michael C Alba

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
M. CHRISTOPHER ALBA; INVESTMENT RELATED; 3707 HOWSEN AVE, FAIRFAX, VA, 22030; INSURANCE AGENT; BEGAN 2008; LESS THAN 10 HOURS PER MONTH SOME OF WHICH MAY BE DUING TRADING HOURS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Christopher Alba's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 20, 2016 - Present

GREENLEAF FINANCIAL NETWORK, LLC

RIA
CRD#: 284165
Fairfax, VA
Past

October 12, 2004 - July 18, 2016

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
FAIRFAX, VA
Past

September 8, 2004 - July 18, 2016

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
FAIRFAX, VA
Past

August 31, 2004 - September 1, 2004

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
FAIRFAX, VA
Past

August 16, 2002 - September 8, 2004

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
MCLEAN, VA
Past

August 15, 2002 - September 8, 2004

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

July 20, 1998 - July 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
RESTON, VA
Past

January 29, 1997 - July 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(2/7/2023)
IAR
Pennsylvania
(1/3/2019)
IAR
Virginia
(9/20/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/9/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


GF
GREENLEAF FINANCIAL NETWORK, LLC
BOHN & ASSOCIATES | THE YUCCA GROUP | R.D. SHAARA INSURANCE AND INVESTMENTS | PLANNERS FOR FINANCIAL SUCCESS | GREENLEAF FINANCIAL NETWORK, LLC | FEENEY FINANCIAL | BRIGANDINE CAPITAL

CRD#: 284165 / SEC#:

Illinois
Registered Investment Advisory firm - (10/14/2020 Terminated)
Kansas
Registered Investment Advisory firm - (8/5/2016 Approved)
Maryland
Registered Investment Advisory firm - (1/28/2020 Approved)
Missouri
Registered Investment Advisory firm - (1/31/2017 Approved)
Nevada
Registered Investment Advisory firm - (12/31/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (5/11/2017 Approved)
Pennsylvania
Registered Investment Advisory firm - (10/22/2018 Approved)
Texas
Registered Investment Advisory firm - (5/17/2017 Approved)
Virginia
Registered Investment Advisory firm - (9/20/2016 Approved)
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Contact information


Main Address
Leawood, KS
Mailing Address
Phone number
(913) 515-3517
Established
Firm type
Fiscal year end
# of Employees
11

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts319
AUM (Assets Under Management)$ 99,390,104

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENLEAF FINANCIAL NETWORK, LLC

CRD#: 284165Fairfax, VA

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