Michael C. Hawn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Hawn, who also goes by Michael Hawn, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2019 - July 13, 2023
DISTRIBUTION SERVICES, LLC
May 7, 2018 - March 26, 2019
INTERNATIONAL ASSETS ADVISORY, LLC
October 29, 2008 - February 20, 2017
ALPS DISTRIBUTORS, INC.
September 19, 2006 - August 27, 2007
LTC INVESTMENT SERVICES, INC.
July 15, 2004 - November 19, 2004
CURIAN CAPITAL, LLC
June 7, 2004 - November 19, 2004
INVESTMENT CENTERS OF AMERICA, INC.
October 14, 2002 - January 7, 2003
LPL FINANCIAL LLC
January 17, 1996 - July 2, 2002
INVESCO DISTRIBUTORS, INC.
August 24, 1995 - November 27, 1995
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
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