Clifford E. Alexander
Professional summary
Clifford Eugene Alexander III was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clifford Eugene Alexander III was a registered financial advisor .
Clifford is a previously registered financial advisor and started their career in finance in 1995. Clifford had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2014 - December 31, 2014
SUMMIT FINANCIAL GROUP INC
February 13, 2014 - December 31, 2014
SUMMIT BROKERAGE SERVICES, INC.
June 25, 2007 - December 20, 2013
CANTELLA & CO., INC.
March 13, 2007 - December 20, 2013
CANTELLA & CO., INC.
January 25, 2006 - March 7, 2007
GENEOS WEALTH MANAGEMENT, INC.
January 25, 2006 - March 7, 2007
GENEOS WEALTH MANAGEMENT, INC.
November 8, 2002 - February 6, 2006
UBS FINANCIAL SERVICES INC.
November 8, 2002 - February 6, 2006
UBS FINANCIAL SERVICES INC.
August 7, 1998 - November 15, 2002
A. G. EDWARDS & SONS, INC.
December 18, 1996 - August 7, 1998
MORGAN STANLEY DW INC.
December 21, 1995 - January 10, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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