Bernard R. Wurts

PROFESSIONAL FINANCIAL ADVISORS

Overland Park, KS 66210

Some features on this profile are disabled

CRD#: 2651432

Professional summary

Bernard Roy Wurts, CFP®, who also goes by Bernard R Wurts, Bernie Wurts, is a registered financial advisor currently at PROFESSIONAL FINANCIAL ADVISORS, LLC located in Overland Park, Kansas.

Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bernard has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bernard R Wurts | Bernie Wurts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INSURANCE LICENSED APPROX. 1994. 10975 BENSON, SUITE 300, OVERLAND PARK, KS 66210.I SELL BETWEEN 1-2 TERM LIFE INSURANCE POLICYS ANNUALLY - ALSO OFFER LONG TERM CARE. I SPEND LESS THEN 1/2 HOUR /MONTH DOING SO: FIRST COLONY, BANNER LIFE. LTC- PRUDENTIAL MUTUAL OF OMAHA. SECURITIES RELATED. 2)09/2017 - Priority Adult Learning Institute, Yes, 9300 W 110th St. Suite 145 Overland Park, KS 66210 ; instruct Adult Education classes through local colleges within the Midwestern region; Educator;5; Zero; provide/teach quality information concerning the current/future financial

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Roy Wurts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

May 19, 2015 - Present

PROFESSIONAL FINANCIAL ADVISORS, LLC

Office #1: 55 Corporate Woods 9300 West 110th Street, Suite 145, Overland Park, KS 66210

RIA

CRD#: 173719

Overland Park, KS

Past

January 8, 2018 - December 31, 2018

OSAIC SERVICES, INC.

CRD#: 133763

OVERLAND PARK, KS

Past

April 16, 2010 - November 30, 2015

OSAIC SERVICES, INC.

RIA

CRD#: 133763

OVERLAND PARK, KS

Past

October 31, 2005 - December 31, 2017

OSAIC SERVICES, INC.

CRD#: 133763

OVERLAND PARK, KS

Past

March 18, 2003 - July 2, 2003

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

OVERLAND PARK, KS

Past

February 13, 2003 - October 1, 2010

PROFESSIONAL FINANCIAL ADVISORS, LLC

RIA

CRD#: 124602

NORTH PLATTE, NE

Past

January 9, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 1, 1998 - December 31, 2002

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

OVERLAND PARK, KS

Past

September 1, 1998 - December 31, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 1, 1995 - September 15, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 1, 1995 - September 15, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROFESSIONAL FINANCIAL ADVISORS, LLC

PROFESSIONAL FINANCIAL ADVISORS, LLC | TOTAL PORTFOLIOS

CRD#: 173719 / SEC#: 801-114978

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Kansas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Missouri

Registered Investment Advisory firm - (4/22/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Wyoming

Registered Investment Advisory firm - (4/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/29/2015)

IAR

Nebraska
(5/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2003

General Securities Principal Examination

Current Firm

PROFESSIONAL FINANCIAL ADVISORS, LLC

PROFESSIONAL FINANCIAL ADVISORS, LLC | TOTAL PORTFOLIOS

CRD#: 173719 / SEC#: 801-114978

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Kansas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Missouri

Registered Investment Advisory firm - (4/22/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Wyoming

Registered Investment Advisory firm - (4/22/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1400 S Dewey St Suite 300, North Platte, NE 69101-5311

Mailing Address

Po Box 1070, North Platte, NE 69103-1070

Phone number

(308) 534-8210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROFESSIONAL FINANCIAL ADVISORS, LLC ADV BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,991
AUM (Assets Under Management)	$ 614,113,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Forrest Cook

CREATIVEONE SECURITIES, LLC

IAR

Olathe, KS

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Johnkarl Council

EQUITABLE ADVISORS, LLC

NEW YORK, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bernard R. Wurts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Roy Wurts's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

PROFESSIONAL FINANCIAL ADVISORS, LLC

SUNAMERICA SECURITIES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PROFESSIONAL FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2003

Series 63

Date: 9/18/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/31/1995

Series 24

Date: 3/4/2003

Current Firm

PROFESSIONAL FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROFESSIONAL FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors