David S. Crider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Samuel Crider was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 62, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2009 - November 4, 2013
ERNST CAPITAL SECURITIES, LLC
November 5, 2004 - November 7, 2012
KUEHL CAPITAL CORPORATION
May 4, 2004 - April 1, 2005
SUMMIT CAPITAL PARTNERS, LLC
January 2, 2001 - January 5, 2015
HALEY SECURITIES, INC.
November 13, 1996 - June 29, 2001
QA3 FINANCIAL CORP.
March 5, 1996 - June 17, 1998
PREMIER FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/30/1995
Corporate Securities Limited Representative ExaminationSeries 28
Date: 12/4/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ERNST CAPITAL SECURITIES, LLC
CRD#: 148904 / SEC#: , 8-68083
Contact information
FINRA licenses (23 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
