David E. Kasprzak
Professional summary
David Edward Kasprzak, who also goes by David E Kasprzak, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Edward Kasprzak's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
INLAND SECURITIES CORPORATION
Office #1: 2901 Butterfield Road, Oak Brook, IL 60523September 15, 2022 - July 7, 2023
ROBERT A. STANGER & COMPANY, INC.
January 27, 2022 - March 4, 2022
FORESIDE FUND SERVICES, LLC
September 16, 2020 - January 29, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
April 7, 2010 - May 14, 2012
ENSEMBLE FINANCIAL SERVICES, INC.
January 8, 2010 - June 18, 2010
APB FINANCIAL GROUP, LLC
June 7, 2005 - March 19, 2008
GOLDMAN SACHS & CO. LLC
April 9, 2002 - June 6, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
July 12, 2000 - March 21, 2002
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 20, 1998 - April 12, 2000
MANNING & NAPIER INVESTOR SERVICES, INC.
September 13, 1995 - June 15, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2023)
Exams
Series 7TO
Date: 9/16/2020
General Securities Representative ExaminationFINRA
Current Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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