Matthew E. Marone

MUTUAL TRUST ASSET MGMT.

St. Petersburg, FL 33713

CRD#: 2651141

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Professional summary

Matthew Emil Marone SR, CFP® is a registered financial advisor currently at MUTUAL TRUST ASSET MGMT., INC. located in St. Petersburg, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Emil Marone SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

November 26, 2024 - Present

MUTUAL TRUST ASSET MGMT., INC.

Office #1: 4739 Central Ave, St. Petersburg, FL 33713

RIA

CRD#: 121364

St. Petersburg, FL

Current

October 1, 2024 - Present

CALTON & ASSOCIATES, INC.

Office #1: 2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607Office #2: 4739 Central Ave, St. Petersburg, FL 33713

RIA

CRD#: 20999

TAMPA, FL

Past

May 20, 2008 - October 28, 2024

MUTUAL TRUST ASSET MGMT., INC.

RIA

CRD#: 121364

TAMPA, FL

Past

October 19, 1999 - October 28, 2024

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

December 6, 1995 - October 27, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364 / SEC#: 801-111062

RIA

Registered Investment Advisory firm - (8/29/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Colorado

Registered Investment Advisory firm - (9/24/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (11/15/2011 Terminated)

Minnesota

Registered Investment Advisory firm - (12/20/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/1/2024)

Connecticut
(10/1/2024)

Florida
(10/14/2024)

IAR

Florida
(11/26/2024)

Georgia
(10/1/2024)

New York
(10/1/2024)

Pennsylvania
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/14/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364 / SEC#: 801-111062

RIA

Registered Investment Advisory firm - (8/29/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Colorado

Registered Investment Advisory firm - (9/24/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (11/15/2011 Terminated)

Minnesota

Registered Investment Advisory firm - (12/20/2017 Terminated)

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Contact information

Main Address

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607

Mailing Address

Phone number

(813) 264-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUTUAL TRUST ASSET MANAGEMENT ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 57,396,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew E. Marone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Emil Marone SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

MUTUAL TRUST ASSET MGMT., INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

MUTUAL TRUST ASSET MGMT., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2006

Series 6

Date: 12/1/1995

FINRA

Current Firm

MUTUAL TRUST ASSET MGMT., INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUTUAL TRUST ASSET MGMT., INC.

TRUST BUT VERIFY

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