MM
Matthew E. Marone
MUTUAL TRUST ASSET MGMT.
St. Petersburg, FL 33713
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CRD#: 2651141
MM
Professional summary
Matthew Emil Marone SR, CFP® is a registered financial advisor currently at MUTUAL TRUST ASSET MGMT., INC. located in St. Petersburg, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. US INTREGRITY INC; 3885 39th St South, ST PETERSBURG, FL 33711; PRESIDENT; LIFE AND ANNUITY SALES, ESTATE & RETIREMENT PLANNING, WILL SELL INDEX ANNUITIES IF APPROPRIATE FOR CLIENT; STARTED 12/1998 80 HRS A MONTH/80 HRS MONTH DURING SECURITY TRADING; SALES OF OR REFERRING CUSTOMERS TO OTHERS FOR SALE OF MEDICARE SUPPLEMENTS OR MEDICARE HMO'S.COMMISSIONS GENERATED OR SHARED. ONE HOUR PER MONTH; Ownership & Management of residential real estate 2. MTM, LLC; Non-Investment related; 3885 39th St S, St. Petersburg, FL 33711; Own and operate residential real estate rental; Owner/Sole Proprietor; Start Date: 12/29/2004; Hours/month: 2; Hours/month during securities trading hours: 0; Duties: Collect rents and arrange maintenance & repairs. 3. Marone Central Property, Inc; Non-investment related; 4739 Central Ave, St. Petersburg, FL 33713; Holding company for office condo that I use for advisory business; Owner/Sole Proprietor; Start Date: 10/01/2007; Hours/month: 1; Hours/month during securities trading hours: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Emil Marone SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
November 26, 2024 - Present
MUTUAL TRUST ASSET MGMT., INC.
Office #1: 4739 Central Ave, St. Petersburg, FL 33713RIA
CRD#: 121364
St. Petersburg, FL
Current
October 1, 2024 - Present
CALTON & ASSOCIATES, INC.
Office #1: 2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607Office #2: 4739 Central Ave, St. Petersburg, FL 33713RIA
BD
CRD#: 20999
TAMPA, FL
Past
May 20, 2008 - October 28, 2024
MUTUAL TRUST ASSET MGMT., INC.
RIA
CRD#: 121364
TAMPA, FL
Past
October 19, 1999 - October 28, 2024
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
BD
CRD#: 8494
ST. PETERSBURG, FL
Past
December 6, 1995 - October 27, 1999
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MT
MUTUAL TRUST ASSET MGMT., INC.
MUTUAL TRUST ASSET MGMT., INC.
CRD#: 121364 / SEC#: 801-111062
RIA
Registered Investment Advisory firm - (8/29/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Colorado
Registered Investment Advisory firm - (9/24/2013 Terminated)Florida
Registered Investment Advisory firm - (12/18/2017 Terminated)Indiana
Registered Investment Advisory firm - (11/15/2011 Terminated)Minnesota
Registered Investment Advisory firm - (12/20/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/1/2024)
RR
Connecticut(10/1/2024)
RR
Florida(10/14/2024)
IAR
Florida(11/26/2024)
RR
Georgia(10/1/2024)
RR
New York(10/1/2024)
RR
Pennsylvania(10/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MT
MUTUAL TRUST ASSET MGMT., INC.
MUTUAL TRUST ASSET MGMT., INC.
CRD#: 121364 / SEC#: 801-111062
RIA
Registered Investment Advisory firm - (8/29/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Colorado
Registered Investment Advisory firm - (9/24/2013 Terminated)Florida
Registered Investment Advisory firm - (12/18/2017 Terminated)Indiana
Registered Investment Advisory firm - (11/15/2011 Terminated)Minnesota
Registered Investment Advisory firm - (12/20/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
Phone number
(813) 264-0440
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 57,396,568 |
Red Flags
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