Edward X. So

GOLDEN STATE ADVISORS

MILLBRAE, CA 94030

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CRD#: 2651065

Professional summary

Edward Xiaosheng So, who also goes by Edward X So, is a registered financial advisor currently at GOLDEN STATE ADVISORS, LLC located in Millbrae, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Edward has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward X So

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)PROGRESSIVE REALTY GROUP INC, 840 HINCKLEY RD #215, BURLINGAME, CA 94010. BEGAN 9/08 AS A REAL ESTATE SALES PERSON. NOT INVESTMENT RELATED. DEVOTES 5 HRS/MNTH, NONE DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Xiaosheng So's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2008 - Present

GOLDEN STATE ADVISORS, LLC

Office #1: 475 El Camino Real Suite 405, Millbrae, CA 94030

RIA

CRD#: 147475

MILLBRAE, CA

Past

March 28, 2008 - December 12, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

MILLBRAE, CA

Past

March 28, 2008 - April 15, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MILLBRAE, CA

Past

July 22, 2002 - March 31, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN FRANCISCO, CA

Past

July 22, 2002 - March 31, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

November 5, 1999 - July 26, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SAN FRANCISCO, CA

Past

October 13, 1999 - July 26, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 29, 1995 - July 28, 1999

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/6/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2008

General Securities Principal Examination

Current Firm

GOLDEN STATE ADVISORS, LLC

CRD#: 147475 / SEC#:

California

Registered Investment Advisory firm - (8/6/2008 Approved)

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Contact information

Main Address

3 East Third Ave. Suite 200, San Mateo, CA 94401

Mailing Address

Phone number

(650) 762-6838

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 7,911,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward X. So

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Xiaosheng So's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/1999

Series 63

Date: 10/2/1995

Series 7

Date: 9/19/1995

Series 24

Date: 9/29/2008

Current Firm

GOLDEN STATE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOLDEN STATE ADVISORS, LLC

TRUST BUT VERIFY

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