Daniel Wu

PAIR LENDING LLC

San Francisco, CA 94116

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CRD#: 2651056

Professional summary

Daniel Wu, who also goes by Daniel Wugi Wu, Wugi Wu, is a registered financial advisor currently at PAIR LENDING LLC located in San Francisco, California and PAIR CAPITAL WEALTH MANAGEMENT, LLC located in South San Francisco, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 8 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Wugi Wu | Wugi Wu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OnVest LLC 505 Montgomery Street, 11th Floor San Francisco, CA 94401. I am the Founder and CEO of Onvest, starting on July 2015. Onvest LLC is a software company to collect and develop analytics for the financial markets. I spend about 15 hours per week at Onvest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2016 - Present

PAIR LENDING LLC

Office #1: 505 Montgomery Street 10th Floor, San Francisco, CA, 94116

RIA

CRD#: 281987

San Francisco, CA

Current

February 8, 2018 - Present

PAIR CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 611 Gateway Blvd Suite 120, South San Francisco, CA 94080

RIA

CRD#: 284683

South San Francisco, CA

Current

May 3, 2022 - Present

STRAIT & SOUND

Office #1: 840 Hinckly Road Suite 246, Burlingame, CA 94010

RIA

CRD#: 309306

Burlingame, CA

Past

February 25, 2019 - December 14, 2022

GPS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 136330

BURLINGAME, CA

Past

November 18, 2016 - October 11, 2022

PG GLOBAL WEALTH MANAGEMENT, INC.

RIA

CRD#: 158927

BELLEVUE, WA

Past

September 23, 2016 - December 31, 2017

PAIR CAPITAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 284683

SAN BRUNO, CA

Past

July 8, 2016 - October 16, 2017

ONVEST LLC

RIA

CRD#: 281910

SAN FRANCISCO, CA

Past

September 12, 2005 - December 31, 2018

GPS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 136330

San Ramon, CA

Past

October 21, 2004 - October 22, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

November 9, 1995 - August 30, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRAIT & SOUND

STRAIT & SOUND | STRAIT & SOUND WEALTH MANAGEMENT LLC

CRD#: 309306 / SEC#: 801-118892

RIA

Registered Investment Advisory firm - (6/12/2020 Approved)

California

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/26/2016)

IAR

Texas
(1/15/2016)

IAR

Washington
(3/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/21/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/23/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/20/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/28/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

STRAIT & SOUND

STRAIT & SOUND | STRAIT & SOUND WEALTH MANAGEMENT LLC

CRD#: 309306 / SEC#: 801-118892

RIA

Registered Investment Advisory firm - (6/12/2020 Approved)

California

Registered Investment Advisory firm - (4/28/2021 Terminated)

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Contact information

Main Address

San Francisco, CA

Mailing Address

P.o. Box 22391, San Francisco, CA 94122

Phone number

(425) 577-7710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (7/29/2025)

Regulatory assets under management

Total Number of Accounts	658
AUM (Assets Under Management)	$ 303,923,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Wu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wu's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAIR CAPITAL WEALTH MANAGEMENT, LLC

STRAIT & SOUND

GPS CAPITAL MANAGEMENT, LLC

PG GLOBAL WEALTH MANAGEMENT, INC.

PAIR CAPITAL WEALTH MANAGEMENT, LLC

ONVEST LLC

GPS CAPITAL MANAGEMENT, LLC

CITICORP INVESTMENT SERVICES

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

STRAIT & SOUND

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2005

Series 63

Date: 11/15/1995

Series 3

Date: 3/21/2018

Series 7

Date: 10/23/1995

Series 10

Date: 3/20/2001

Series 9

Date: 9/28/1999

Current Firm

STRAIT & SOUND

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRAIT & SOUND

TRUST BUT VERIFY

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