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JM

Joseph Madden

MADDEN FUNDS MANAGEMENT
OAK PARK, IL 60301
Some features on this profile are disabled
CRD#: 2650978
JM

Professional summary

Joseph Madden is a registered financial advisor currently at MADDEN FUNDS MANAGEMENT located in Oak Park, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joseph has worked at 1 firm and has passed the Series 65, Series 2 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Madden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 1997 - Present

MADDEN FUNDS MANAGEMENT

Office #1: 1010 Lake St. Suite 604, Oak Park, IL 60301
RIA
CRD#: 110309
OAK PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MADDEN FUNDS MANAGEMENT
MADDEN FUNDS MANAGEMENT | MADDEN FUNDS MANAGEMENT LTD.

CRD#: 110309 / SEC#: 801-49640

RIA
Registered Investment Advisory firm - (8/14/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(12/8/1997)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/15/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 11/28/1995
Non-Member General Securities Examination
General Industry/Product Exam
RR
Series 3
Date: 10/25/1995
National Commodity Futures Examination

Current Firm

MF
MADDEN FUNDS MANAGEMENT
MADDEN FUNDS MANAGEMENT | MADDEN FUNDS MANAGEMENT LTD.

CRD#: 110309 / SEC#: 801-49640

RIA
Registered Investment Advisory firm - (8/14/1995 Approved)
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Contact information

Main Address
1010 Lake Street Suite 604, Oak Park, IL 60301
Mailing Address
Phone number
(708) 848-3200
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MADDEN FUNDS MGMT ADV PART 2A (2/22/2025)

Regulatory assets under management

Total Number of Accounts469
AUM (Assets Under Management)$ 206,090,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADDEN FUNDS MANAGEMENT

CRD#: 110309Oak Park, IL 60301

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