David J. Abitz

CONVERGENCE INVESTMENT PARTNERS

Palm Beach Gardens, FL 33410-2757

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CRD#: 2650834

Professional summary

David James Abitz, CFA is a registered financial advisor currently at CONVERGENCE INVESTMENT PARTNERS, LLC located in Palm Beach Gardens, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Abitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 8, 2009 - Present

CONVERGENCE INVESTMENT PARTNERS, LLC

Office #1: 3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757

RIA

CRD#: 148472

Palm Beach Gardens, FL

Past

November 16, 2004 - December 16, 2008

QIS ADVISORS LLC

RIA

CRD#: 133217

SAN MARCOS, CA

Past

November 18, 1996 - October 2, 2002

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Past

October 2, 1995 - September 23, 2004

M&I INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 109802

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONVERGENCE INVESTMENT PARTNERS, LLC

CONVERGENCE INVESTMENT PARTNERS, LLC | MARINER QUANTITATIVE SOLUTIONS, LLC

CRD#: 148472 / SEC#: 801-69707

RIA

Registered Investment Advisory firm - (10/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/5/1996

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/8/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 11/15/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONVERGENCE INVESTMENT PARTNERS, LLC

CONVERGENCE INVESTMENT PARTNERS, LLC | MARINER QUANTITATIVE SOLUTIONS, LLC

CRD#: 148472 / SEC#: 801-69707

RIA

Registered Investment Advisory firm - (10/28/2008 Approved)

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Contact information

Main Address

3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757

Mailing Address

Phone number

(561) 494-8001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

ADV PART 2B - NEUBERG (3/10/2025)

ADV PART 2B - ABITZ (3/10/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 464,769,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

David J. Abitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Abitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

QIS ADVISORS LLC

M&I FINANCIAL ADVISORS, INC

M&I INVESTMENT MANAGEMENT CORP.

Primary Firm SEC Registration

CONVERGENCE INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/1996

Series 65

Date: 9/8/1995

Series 6

Date: 11/15/1996

Current Firm

CONVERGENCE INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONVERGENCE INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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