VK
Vicki Kupec
BUELL SECURITIES
Glastonbury, CT 06033
Some features on this profile are disabled
CRD#: 2650659
VK
Professional summary
Vicki Kupec is a registered financial professional currently at BUELL SECURITIES CORP. located in Glastonbury, Connecticut.
Vicki is registered as a RR (Registered Representative) and started their career in finance in 2011. Vicki has worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vicki Kupec's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2011 - Present
BUELL SECURITIES CORP.
Office #1: 200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033BD
CRD#: 1342
Glastonbury, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BUELL SECURITIES CORP.
BUELL SECURITIES CORP.
CRD#: 1342 / SEC#: , 8-22058
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033
Mailing Address
200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033
Phone number
(860) 657-1700
Established
Connecticut since 08/01/1977
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
