JJ
John M. Jones
AXXCESS WEALTH MANAGEMENT
Charleston, WV 25311
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CRD#: 2650351
JJ
Professional summary
John Michael Jones is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Charleston, West Virginia.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BJH PROPERTIES LLC, INVESTMENT RELATED, 1/3 OWNER, CURRENTLY NO TIME DEVOTED, LLC OWNS REAL ESTATE, WINFIELD WV, START 08/2010 2. PERFORMANCE INDUSTRIAL COATINGS, INC; NOT INVESTMENT RELATED; LEON, WV; NATURE IS INDUSTRIAL CONSTRUCTION; START 03/24/2015; 10 HOURS PER MONTH/0 DURING TRADING; JOHN'S SPOUSE IS 100% OWNER, AND HE HELPS ADVISE HER WITH THIS BUSINESS. 3. VANDALIA WEALTH MANAGEMENT; NOT INVESTMENT RELATED; 500 CORPORATE LANDING, SUITE 201, CHARLESTON, WV 25311; DBA FOR INVESTMENT ADVISORY BUSINESS WITH AXXCESS WEALTH MANAGEMENT, LLC; START 07/2021 4. INSURANCE; NOT INVESTMENT RELATED; 500 CORPORATE LANDING, SUITE 201, CHARLESTON, WV 25311; INSURANCE; START 6/1995; APPX 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; LIFE, ACCIDENT AND HEALTH OR SICKNESS, VARIABLE LIFE AND VARIABLE ANNUITY
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 500 Corporate Landing Suite 201, Charleston, WV 25311RIA
CRD#: 164081
Charleston, WV
Past
July 20, 2021 - December 31, 2021
AXXCESS WEALTH MANAGEMENT, LLC
RIA
CRD#: 164081
Charleston, WV
Past
March 19, 2003 - August 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLESTON, WV
Past
March 14, 2003 - August 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLESTON, WV
Past
November 16, 1998 - March 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHARLESTON, WV
Past
November 3, 1998 - March 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 19, 1998 - October 7, 1998
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
March 11, 1996 - May 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
West Virginia(1/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081Charleston, WV 25311TRUST BUT VERIFY
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