Christopher R. Silvaggi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Silvaggi, who also goes by Christopher Silvaggi, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2023 - June 8, 2023
MCG SECURITIES LLC
August 1, 2022 - December 9, 2022
INNOVATION PARTNERS LLC
April 29, 2016 - October 31, 2017
SS&C MARKET SERVICES, LLC
March 12, 2015 - May 10, 2016
WMSI SECURITIES LLC
April 5, 2013 - December 8, 2014
EMPOWER FINANCIAL SERVICES, INC.
April 8, 2010 - March 12, 2013
MORGAN STANLEY
November 5, 1998 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.
October 20, 1998 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.
November 20, 1997 - February 6, 1998
NEW TIMES SECURITIES SERVICES, INC.
October 22, 1996 - November 10, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCG SECURITIES LLC
CRD#: 163144 / SEC#: , 8-69068
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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