Kenneth S. Vesely
Professional summary
Kenneth Scott Vesely was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Kenneth had worked at 5 firms, which includes GUNNALLEN FINANCIAL INC, FIRST MONTAUK SECURITIES CORP., J.P. TURNER & COMPANY L.L.C., INSTITUTIONAL EQUITY CORPORATION, CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2002 - January 2, 2004
GUNNALLEN FINANCIAL, INC
June 1, 2001 - April 25, 2002
FIRST MONTAUK SECURITIES CORP.
April 12, 2000 - March 23, 2001
J.P. TURNER & COMPANY, L.L.C.
January 20, 1998 - May 9, 2000
INSTITUTIONAL EQUITY CORPORATION
November 26, 1997 - December 18, 1997
INSTITUTIONAL EQUITY CORPORATION
August 22, 1995 - December 3, 1997
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
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