Benjamin Dooley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Dooley, who also goes by Ben Dooley, Benny Dooley, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1997. Benjamin had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2021 - December 31, 2023
DOOLEY CAPITAL MANAGEMENT
January 27, 2020 - December 31, 2020
DOOLEY CAPITAL MANAGEMENT
June 13, 2019 - December 31, 2019
DOOLEY CAPITAL MANAGEMENT
November 3, 2015 - March 16, 2016
NYLIFE SECURITIES LLC
October 17, 2014 - March 11, 2015
LIVINGSTON SECURITIES, LLC
December 18, 2012 - May 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 18, 2012 - May 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 8, 2012 - August 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 16, 2010 - April 25, 2011
GARDEN STATE SECURITIES, INC.
September 19, 2008 - November 20, 2009
QUEST CAPITAL STRATEGIES, INC.
February 11, 2008 - June 25, 2008
STATE FARM VP MANAGEMENT CORP.
October 25, 2006 - May 31, 2007
CITIGROUP GLOBAL MARKETS INC.
December 16, 2004 - May 16, 2006
M&T SECURITIES, INC.
October 31, 2001 - December 19, 2003
ALLSTATE FINANCIAL SERVICES, LLC
October 8, 1999 - October 2, 2001
PAULSON INVESTMENT COMPANY LLC
October 21, 1998 - June 30, 1999
THE CHAPMAN CO.
November 10, 1997 - September 9, 1998
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
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Exams
Current Firm
DOOLEY CAPITAL MANAGEMENT
CRD#: 304418 / SEC#:
Contact information
Red Flags
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