Louie Bussanich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louie Bussanich was a registered financial professional .
Louie is a previously registered financial professional and started their career in finance in 1996. Louie had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - April 4, 2012
SPEEDTRADER, INC
April 11, 2011 - October 28, 2011
PROTRADE SECURITIES, LLC
October 2, 2008 - May 11, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
July 27, 1999 - August 29, 2008
HUDSON SECURITIES,INC.
September 25, 1998 - November 20, 1998
M.S. FARRELL & COMPANY, INC.
October 21, 1996 - October 5, 1998
H.J. MEYERS & CO., INC.
January 31, 1996 - October 21, 1996
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
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