Robert J. Marassa

PACIFIC GATE ADVISORS

Brentwood, TN 37027

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CRD#: 2649843

Professional summary

Robert James Marassa JR is a registered financial professional currently at PACIFIC GATE ADVISORS, LLC located in Brentwood, Tennessee.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2016 - Present

PACIFIC GATE ADVISORS, LLC

Office #1: 9005 Overlook Blvd, Brentwood, TN 37027

CRD#: 16589

Brentwood, TN

Past

August 26, 2015 - January 5, 2016

V2V SECURITIES LLC

CRD#: 131849

NEW YORK, NY

Past

November 17, 2005 - October 23, 2009

ADVANCED EQUITIES, INC.

RIA

CRD#: 35545

CHICAGO, IL

Past

November 17, 2005 - October 23, 2009

ADVANCED EQUITIES, INC.

CRD#: 35545

CHICAGO, IL

Past

April 1, 2004 - November 18, 2005

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

ORLAND PARK, IL

Past

April 8, 2002 - November 18, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

April 6, 2001 - May 10, 2002

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

April 1, 1997 - June 14, 2001

MADISON SECURITIES, INC.

CRD#: 32176

CHICAGO, IL

Past

December 19, 1995 - February 4, 1997

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

September 25, 1995 - November 30, 1995

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/27/2023)

Tennessee
(1/27/2023)

Texas
(1/24/2023)

Exams

State Security Law Exam

Series 63

Date: 8/27/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/31/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PACIFIC GATE ADVISORS, LLC

AGAVE PARTNERS ADVISORS, INC. | PACIFIC GATE ADVISORS, LLC | ORMSE CO.INC. | BROKER/DEALER, INC.

CRD#: 16589 / SEC#: , 8-34213

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

1086 Hamer Court, Brentwood, TN 37027

Mailing Address

9005 Overlook Blvd, Brentwood, TN 37027

Phone number

(331) 330-0077

Established

Delaware since 07/03/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PACIFIC GATE PARTNERS, LLC	OWNER
MARASSA, ROBERT JAMES JR	PRESIDENT, CCO	2649843
REYNOLDS, MATTHEW MARK	FINOP	4077413

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Marassa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert James Marassa JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

V2V SECURITIES LLC

ADVANCED EQUITIES, INC.

ADVANCED EQUITIES, INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

NATIONAL SECURITIES CORPORATION

MADISON SECURITIES, INC.

GRUNTAL & CO., L.L.C.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/27/2015

Series 65

Date: 3/31/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1995

Series 14

Date: 1/2/2023

Series 24

Date: 6/10/2016

FINRA

Current Firm

PACIFIC GATE ADVISORS, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PACIFIC GATE ADVISORS, LLC

TRUST BUT VERIFY

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