Clifford B. Olshaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Bryan Olshaker, who also goes by Clifford Brya Olshaker, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1995. Clifford had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1997 - August 21, 1998
GLOBAL CAPITAL MARKETS, LLC
January 7, 1997 - April 15, 1997
ALDEN CAPITAL MARKETS, INC.
August 23, 1995 - December 18, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL CAPITAL MARKETS, LLC
CRD#: 16191 / SEC#: , 8-33457
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
