Antonio Toirac
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Toirac, who also goes by Jose Antonio Toirac Jr, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1995. Antonio had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2016 - July 10, 2017
GUZMAN & COMPANY
March 9, 2016 - June 24, 2016
LOOMIS SAYLES DISTRIBUTORS, L.P.
May 20, 2014 - February 13, 2015
IFS SECURITIES
April 13, 2009 - June 5, 2014
CABRERA CAPITAL MARKETS, LLC
October 31, 2001 - November 7, 2002
WELLINGTON SALES CORP.
November 4, 1997 - September 25, 2001
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
November 17, 1995 - January 18, 1996
LEERINK PARTNERS LLC
August 29, 1995 - October 19, 1995
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/15/2009
Limited Representative-Equity Trader ExamCurrent Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
