Glenn M. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Michael Stevens, CFP®, who also goes by Glenn Stevens, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2013. Glenn had worked at 2 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2020 - December 31, 2023
GLENN STEVENS CFP, PLLC
February 22, 2013 - February 6, 2015
EQUITABLE ADVISORS, LLC
January 23, 2013 - February 6, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GLENN STEVENS CFP, PLLC
CRD#: 299596 / SEC#:
Contact information
Red Flags
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