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Nicholas A. Lentini
CONTINUUM ADVISORY
Santa Clarita, CA 91321
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CRD#: 2649282
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Professional summary
Nicholas Anthony Lentini is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Santa Clarita, California and OSAIC WEALTH, INC. located in Santa Clarita, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Nicholas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA Lentini Financial Advisory; investment related; 24359 Walnut Ave, Unit B, Santa Clarita, CA 91321;financial planning; owner/operator;1996;120 hrs/month; 6.5 hrs during trading; meet with clients to create a financial plan to fit their retirement goals and objectives 2) Continuum Advisory, LLC; investment related; 873 E. State Street, Eagle, ID 83616; RIA; advisor; 120 hrs/month; 6.5 hrs during trading; advisory platform 3) Insurance Sales - appointment with several carriers; not investment related; life insurance sales; life insurance broker; 1996; 5 hrs/month; 15-30 minutes during trading; provide life insurance for clients 4. LENTINI FINANCIAL ADVISORY POSITION: owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 02/01/1990 ADDRESS: 23665 Via Andorra, Santa Clarita, CA 91355, United States DESCRIPTION: Advisory for clients,
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Anthony Lentini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2018 - Present
CONTINUUM ADVISORY, LLC
Office #1: 24359 Walnut Street Suite B, Santa Clarita, CA 91321RIA
CRD#: 283155
Santa Clarita, CA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 24359 Walnut Street Suite B, Santa Clarita, CA 91321RIA
BD
CRD#: 23131
Santa Clarita, CA
Past
April 17, 2018 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Santa Clarita, CA
Past
May 13, 2016 - April 23, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SANTA CLARITA, CA
Past
May 13, 2016 - April 23, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SANTA CLARITA, CA
Past
May 26, 2011 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SANTA CLARITA, CA
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SANTA CLARITA, CA
Past
March 21, 1996 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
SANTA CLARITA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
IAR
California(4/17/2018)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Missouri(8/23/2024)
RR
Nevada(8/23/2024)
RR
Oregon(8/23/2024)
RR
Texas(1/21/2025)
RR
Utah(8/23/2024)
RR
Washington(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
873 E. State Street, Eagle, ID 83616
Mailing Address
Phone number
(208) 417-1933
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
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Company Information
CONTINUUM ADVISORY, LLC
CRD#: 283155Santa Clarita, CA 91321TRUST BUT VERIFY
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