Brian E. Hahn
NEUBERGER BERMAN BD LLC | Managing Director
CHICAGO, IL 60603
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CRD#: 2649269
Professional summary
Brian Eugene Hahn is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in Chicago, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Biography
Brian E. Hahn, Managing Director, joined the firm in 1995 as a Wealth Advisor in the Chicago office. Brian and his multi-disciplinary team of eight professionals specialize in designing and overseeing customized asset allocation and investment solutions for affluent individuals and families. The Hahn Team has a specific focus on handling the wealth management needs of closely-held business owners, both before and after a company sale.
Before joining the firm, Brian was a wealth advisor for a large money center bank headquartered in Chicago. Prior to that, he worked in New York and abroad for one of the world's leading offshore financial services firms, advising on international trust and company formation planning. Before that, he served as a business development consultant to a leading European offshore financial center. Brian started his work career in Washington D.C., where he spent several years as a legislative aide to a Member of Congress, advising on business and economic issues.
Brian holds a Bachelor's degree in Journalism from Kansas State University and an MBA from The University of Edinburgh, Scotland, where he attended as a Rotary International Scholar.
In 2022, Brian was recognized for the fifth year in a row by Barron's as one of the Top 100 Financial Advisors in America. He is also a member of Barron's Top 1200 Financial Advisors list, organized by state, ranked #11 in Illinois in 2022.
Question & Answer
What are your service offerings?
Loans/credit services
Financial planning
Philanthropic services
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Eugene Hahn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Eugene Hahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 1997 - Present
NEUBERGER BERMAN BD LLC
Office #1: 190 South Lasalle Street 23rd & 24th & 27th Floor, Chicago, IL 60603RIA
BD
CRD#: 2908
CHICAGO, IL
Current
September 19, 1995 - Present
NEUBERGER BERMAN BD LLC
Office #1: 190 South Lasalle Street 23rd & 24th & 27th Floor, Chicago, IL 60603RIA
BD
CRD#: 2908
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/26/2022)
RR
Arizona(6/26/2007)
RR
California(4/6/1998)
RR
Colorado(2/3/2003)
RR
Connecticut(6/26/2007)
RR
Delaware(3/11/2002)
RR
District of Columbia(12/4/2008)
RR
Florida(12/2/1997)
RR
Georgia(11/19/1997)
RR
Hawaii(6/26/2007)
RR
Illinois(10/24/1995)
IAR
Illinois(12/6/1997)
RR
Indiana(1/30/1998)
RR
Iowa(8/31/2010)
RR
Kansas(6/24/2002)
RR
Kentucky(11/12/2003)
RR
Maryland(7/16/2002)
RR
Massachusetts(4/8/2009)
RR
Michigan(7/5/2002)
RR
Minnesota(1/30/2003)
RR
Mississippi(7/16/2002)
RR
Missouri(10/26/1995)
RR
Nevada(8/31/2022)
RR
New Hampshire(3/28/2022)
RR
New Jersey(6/24/2002)
IAR
New Jersey(7/5/2002)
RR
New Mexico(1/30/2003)
RR
New York(10/24/1995)
IAR
New York(3/29/2021)
RR
North Carolina(12/10/2008)
RR
Ohio(8/7/2003)
RR
Oregon(9/18/2002)
RR
Pennsylvania(8/28/2009)
RR
Rhode Island(6/25/2024)
RR
South Carolina(6/30/2016)
RR
Tennessee(6/26/2007)
RR
Texas(3/23/2016)
RR
Vermont(6/26/2007)
RR
Virgin Islands(3/23/2015)
RR
Virginia(7/16/2002)
RR
Washington(4/17/1998)
RR
West Virginia(12/4/2008)
RR
Wisconsin(2/2/1998)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1290 Avenue Of The Americas, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas, New York, NY 10104
Phone number
(212) 476-9000
Established
Delaware since 11/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,058
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
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Company Information
NEUBERGER BERMAN BD LLC
Managing DirectorCRD#: 2908Chicago, IL 60603TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
