Roger H. Saint-pierre
Professional summary
Roger H Saint-pierre, who also goes by Roger Saintpierre, is a registered financial advisor currently at NORTHEAST CAPITAL MANAGEMENT, INC. located in Fall River, Massachusetts.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Roger has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger H Saint-pierre's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 1995 - Present
NORTHEAST CAPITAL MANAGEMENT, INC.
Office #1: 10 North Main Street, Fall River, MA 02720Office #2: 2020 Ponce De Leon Blvd Unit 1205 B, Coral Gables, FL 33134State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2020)
(8/8/1995)
(2/7/2025)
Current Firm
NORTHEAST CAPITAL MANAGEMENT, INC.
CRD#: 128508 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 243 |
| AUM (Assets Under Management) | $ 103,613,861 |
Red Flags
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Company Information
NORTHEAST CAPITAL MANAGEMENT, INC.
CRD#: 128508Fall River, MA 02720TRUST BUT VERIFY
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