Versie L. Walker
Professional summary
Versie L. Walker II, who also goes by Versie L Walker, Versie L. Walker II, Versie Lee Deon Walker Ii, Versie Lee Deon Walker, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Naperville, Illinois.
Versie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Versie has worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Versie L. Walker II's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Versie L. Walker II's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 2980 Show Place Dr., Naperville, IL 60564January 26, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 2980 Show Place Dr., Naperville, IL 60564March 31, 2025 - January 21, 2026
STRATEGIC ADVISERS LLC
January 18, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 10, 2023 - January 21, 2026
FIDELITY BROKERAGE SERVICES LLC
June 14, 2022 - September 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2022 - September 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2004 - April 11, 2005
CHASE INVESTMENT SERVICES CORP.
March 28, 2003 - March 18, 2004
BNY INVESTMENT CENTER INC.
February 1, 2002 - March 27, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
June 22, 1998 - February 6, 2002
LOCUST STREET SECURITIES, INC.
January 30, 1997 - June 19, 1998
GUARANTY BROKERAGE SERVICES, INC.
September 6, 1995 - February 4, 1997
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2026)
(1/26/2026)
Exams
Series 7TO
Date: 5/3/2022
General Securities Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
