Thomas G. Kilgallen

FAIR WEATHER STRATEGIES

Andover, MA

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CRD#: 2648983

Professional summary

Thomas Gerard Kilgallen, CFP® is a registered financial advisor currently at FAIR WEATHER STRATEGIES LLC located in Andover, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gerard Kilgallen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 7, 2012 - Present

FAIR WEATHER STRATEGIES LLC

RIA

CRD#: 163031

Andover, MA

Past

October 31, 2007 - April 5, 2012

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 21, 2006 - June 8, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 6, 2004 - November 18, 2005

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

July 16, 2001 - December 16, 2002

ING FINANCIAL MARKETS LLC

CRD#: 28872

NEW YORK, NY

Past

October 27, 1999 - July 17, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 17, 1995 - December 16, 1995

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/7/2012)

IAR

New Hampshire
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/26/1999

General Securities Representative Examination

Current Firm

FAIR WEATHER STRATEGIES LLC

CRD#: 163031 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/7/2012 Approved)

New Hampshire

Registered Investment Advisory firm - (12/19/2017 Approved)

New York

Registered Investment Advisory firm - (11/10/2014 Approved)

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Contact information

Main Address

Andover, MA

Mailing Address

Phone number

(978) 494-5841

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 27,905,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas G. Kilgallen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gerard Kilgallen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAIR WEATHER STRATEGIES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

QUEST CAPITAL STRATEGIES, INC.

ING FINANCIAL MARKETS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2012

Series 63

Date: 10/15/1999

Series 7

Date: 10/26/1999

Current Firm

FAIR WEATHER STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAIR WEATHER STRATEGIES LLC

TRUST BUT VERIFY

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