DB
David J. Bennett
EXPAND FINANCIAL GROUP
CELINA, TX
Some features on this profile are disabled
CRD#: 2648958
DB
David Jay BennettEXPAND FINANCIAL GROUP
Professional summary
David Jay Bennett, who also goes by David J Bennett, is a registered financial advisor currently at EXPAND FINANCIAL GROUP, LLC located in Celina, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Always Fiduciary
Aliases
David J Bennett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EXPAND MINISTRY, LLC. BURLESON, TX , BEGAN 2021, NON INVESTMENT RELATED, MANAGING MEMBER, 25 HRS/MO BUSINESS CONSULTING 2) COMMUNITY CHURCH AT LAKERIDGE, CONSULTANT & FUND RAISING COACH, NON-INVESTMENT, 36 HRS/MO, 7 HRS DURING TRADING 3) FUND RAISING CONSULTING, DAVID BENNETT, INC. BEGAN JUNE 1, 2016, CONDUCT ON THE NEXGEN CHURCH PROPERTIES, 20 HOURS PER MONTH, 2 HOURS DURING TRADING, LIMITED TO NON-SECURITIES. 4) EXCEL LEADERSHIP NETWORK BOARD - ORGANIZATION TO SUPPORT CHURCH PLANTERS AND HI-LEVEL LEADERS IN GOD'S WORK, CHURCH RELATED, 1 HOUR PER MONTH, 0 DURING TRADING HOURS. 5) FIXED INSURANCE, INVESTMENT RELATED, FIXED INSURANCE SALES, INSURANCE AGENT, 1 HOUR PER MONTH DEVOTED, SELL FIXED INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view David Jay Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2018 - Present
EXPAND FINANCIAL GROUP, LLC
RIA
CRD#: 293160
CELINA, TX
Past
September 1, 2006 - April 13, 2018
G. A. REPPLE & COMPANY
RIA
CRD#: 17486
Burleson, TX
Past
September 1, 2006 - April 13, 2018
G. A. REPPLE & COMPANY
BD
CRD#: 17486
Burleson, TX
Past
March 17, 2004 - June 21, 2005
STRONGTOWER FINANCIAL, INC.
RIA
CRD#: 35504
FRESNO, CA
Past
January 18, 2000 - September 5, 2006
STRONGTOWER FINANCIAL, INC.
BD
CRD#: 35504
FRESNO, CA
Past
September 12, 1995 - May 5, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EXPAND FINANCIAL GROUP, LLC
EXPAND FINANCIAL GROUP, LLC | FPF, LLC | FIRST PRINCIPLE FINANCIAL
CRD#: 293160 / SEC#: 801-134940
RIA
Registered Investment Advisory firm - (1/2/2026 Approved)Arizona
Registered Investment Advisory firm - (1/5/2026 Terminated)California
Registered Investment Advisory firm - (2/4/2026 Terminated)Florida
Registered Investment Advisory firm - (1/5/2026 Terminated)Idaho
Registered Investment Advisory firm - (1/5/2026 Terminated)Louisiana
Registered Investment Advisory firm - (1/5/2026 Terminated)Montana
Registered Investment Advisory firm - (1/7/2026 Terminated)Nevada
Registered Investment Advisory firm - (1/6/2026 Terminated)Ohio
Registered Investment Advisory firm - (1/7/2026 Terminated)Oregon
Registered Investment Advisory firm - (1/15/2026 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/6/2026 Terminated)Tennessee
Registered Investment Advisory firm - (1/5/2026 Terminated)Texas
Registered Investment Advisory firm - (1/5/2026 Termination Requested)Washington
Registered Investment Advisory firm - (2/5/2026 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/11/2022)
IAR
California(8/29/2018)
IAR
Florida(12/11/2023)
IAR
Louisiana(4/16/2018)
IAR
Nevada(8/31/2023)
IAR
Ohio(8/11/2021)
IAR
Oregon(11/14/2022)
IAR
Pennsylvania(11/5/2021)
IAR
Tennessee(10/21/2020)
IAR
Texas(4/13/2018)
IAR
Washington(6/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EF
EXPAND FINANCIAL GROUP, LLC
EXPAND FINANCIAL GROUP, LLC | FPF, LLC | FIRST PRINCIPLE FINANCIAL
CRD#: 293160 / SEC#: 801-134940
RIA
Registered Investment Advisory firm - (1/2/2026 Approved)Arizona
Registered Investment Advisory firm - (1/5/2026 Terminated)California
Registered Investment Advisory firm - (2/4/2026 Terminated)Florida
Registered Investment Advisory firm - (1/5/2026 Terminated)Idaho
Registered Investment Advisory firm - (1/5/2026 Terminated)Louisiana
Registered Investment Advisory firm - (1/5/2026 Terminated)Montana
Registered Investment Advisory firm - (1/7/2026 Terminated)Nevada
Registered Investment Advisory firm - (1/6/2026 Terminated)Ohio
Registered Investment Advisory firm - (1/7/2026 Terminated)Oregon
Registered Investment Advisory firm - (1/15/2026 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/6/2026 Terminated)Tennessee
Registered Investment Advisory firm - (1/5/2026 Terminated)Texas
Registered Investment Advisory firm - (1/5/2026 Termination Requested)Washington
Registered Investment Advisory firm - (2/5/2026 Terminated)Loading...
Contact information
Main Address
Celina, TX
Mailing Address
Phone number
(916) 521-5451
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 745 |
| AUM (Assets Under Management) | $ 113,456,003 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
