Jeffrey K. Wade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Keith Wade, who also goes by Jeff Wade, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - May 19, 2015
VERTICAL CAPITAL SECURITIES, LLC
January 11, 2011 - May 17, 2013
TRANSAMERICA CAPITAL, LLC
February 2, 2010 - December 1, 2010
DIRECTED SERVICES LLC
February 5, 2003 - December 1, 2010
DIRECTED SERVICES LLC
May 31, 2002 - February 21, 2003
MML DISTRIBUTORS, LLC
September 14, 1998 - October 23, 2001
EQUITABLE DISTRIBUTORS, LLC
April 23, 1997 - September 4, 1998
VOYA FINANCIAL ADVISORS, INC.
October 5, 1995 - April 11, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
VERTICAL CAPITAL SECURITIES, LLC
CRD#: 154697 / SEC#: , 8-68663
Contact information
Documents
Red Flags
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