Christopher P. Greeley
Professional summary
Christopher Patrick Greeley, who also goes by Christopher Patrick Greeley, Christopher Greeley, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Patrick Greeley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Patrick Greeley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, C4-s, Windsor, CT 06095June 8, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, C4-s, Windsor, CT 06095July 1, 2020 - May 22, 2023
EMPOWER ADVISORY GROUP, LLC
June 2, 2020 - May 22, 2023
EMPOWER FINANCIAL SERVICES, INC.
December 24, 2019 - May 20, 2020
VOYA FINANCIAL ADVISORS, INC.
December 12, 2019 - May 20, 2020
VOYA FINANCIAL ADVISORS, INC.
July 2, 2019 - November 15, 2019
SANTANDER SECURITIES LLC
June 21, 2019 - November 15, 2019
SANTANDER SECURITIES LLC
January 29, 2018 - April 3, 2019
VOYA FINANCIAL ADVISORS, INC.
January 22, 2018 - April 3, 2019
VOYA FINANCIAL ADVISORS, INC.
May 7, 2012 - July 12, 2017
STRATEGIC ADVISERS LLC
May 4, 2012 - July 12, 2017
FIDELITY BROKERAGE SERVICES LLC
February 17, 2012 - April 10, 2012
RWA WEALTH PARTNERS
March 25, 2011 - April 10, 2012
ADVISER INVESTMENTS ACQUISITION CO LLC
November 21, 2009 - March 29, 2011
KOBREN INSIGHT MANAGEMENT INC
September 10, 2009 - March 23, 2011
E*TRADE SECURITIES LLC
June 28, 2007 - August 26, 2009
FIDELITY BROKERAGE SERVICES LLC
August 13, 2003 - June 27, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
May 29, 2001 - August 26, 2009
STRATEGIC ADVISERS LLC
November 9, 1998 - August 14, 2003
FIDELITY BROKERAGE SERVICES LLC
August 30, 1995 - November 9, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
