Eric R. Chamberlain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Reid Chamberlain, who also goes by Eric R Chamberlain, Eric Chamberlain, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1995. Eric had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2021 - April 18, 2025
STEELPEAK WEALTH, LLC
January 16, 2014 - November 11, 2021
SNOWCREST CAPITAL
February 3, 2009 - November 3, 2009
TD AMERITRADE, INC.
January 18, 2008 - July 23, 2008
WADDELL & REED
August 28, 2002 - November 20, 2003
WELLS FARGO INVESTMENTS, LLC
March 5, 2001 - November 29, 2001
FIDELITY BROKERAGE SERVICES LLC
November 1, 2000 - February 20, 2001
MORGAN STANLEY DW INC.
July 26, 1999 - November 1, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
February 17, 1998 - November 9, 1998
FIDELITY BROKERAGE SERVICES LLC
September 19, 1995 - May 14, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STEELPEAK WEALTH, LLC
CRD#: 165168 / SEC#: 801-77132
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/11/2001
Limited Representative-Equity Trader ExamCurrent Firm
STEELPEAK WEALTH, LLC
CRD#: 165168 / SEC#: 801-77132
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,369 |
| AUM (Assets Under Management) | $ 3,439,042,634 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
