John B. Bargmann
Professional summary
John Bradley Bargmann, who also goes by Brad Bargmann, J. Brad Bargmann, is a registered financial advisor currently at THE PACIFIC CENTER FOR FINANCIAL SERVICES located in San Ramon, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Bradley Bargmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 1999 - Present
THE PACIFIC CENTER FOR FINANCIAL SERVICES
Office #1: 2000 Crow Canyon Place Suite 430, San Ramon, CA 94583June 29, 2023 - April 3, 2026
CETERA INVESTMENT ADVISERS LLC
February 21, 2002 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 13, 1996 - April 3, 2026
CETERA WEALTH SERVICES, LLC
August 25, 1995 - June 21, 1996
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
THE PACIFIC CENTER FOR FINANCIAL SERVICES
CRD#: 104557 / SEC#: 801-55119
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/1999)
(9/10/2013)
Exams
Current Firm
THE PACIFIC CENTER FOR FINANCIAL SERVICES
CRD#: 104557 / SEC#: 801-55119
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,672 |
| AUM (Assets Under Management) | $ 960,563,329 |
Red Flags
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