JB
John B. Bargmann
THE PACIFIC CENTER FOR FINANCIAL SERVICES
San Ramon, CA 94583
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CRD#: 2648467
JB
Professional summary
John Bradley Bargmann, who also goes by Brad Bargmann, J. Brad Bargmann, is a registered financial advisor currently at THE PACIFIC CENTER FOR FINANCIAL SERVICES located in San Ramon, California and CETERA INVESTMENT ADVISERS LLC located in San Ramon, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Bargmann | J. Brad Bargmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LIFE, HEALTH, LONG TERM CARE INSURANCE SALES AS COMPONENT OF INVESTMENT/ADVISORY BUSINESS;
2) NAME OF OTHER BUSINESS: MICKI RAINEY SCHOLARSHIP FUND,
INVESTMENT RELATED: NO,
ADDRESS: MARTINEZ, CA,
NATURE OF BUSINESS: SCHOLARSHIP FUND,
POSITION/TITLE/RELATIONSHIP: BOARD MEMBER,
BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;
3.NAME OF OTHER BUSINESS: DBA PACIFIC CENTER FOR FINANCIAL SERVICES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 09/02
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: CONDUCTING PORTFOLIO MANAGEMENT & FINANCIAL PLANNING ;
4. NAME OF OTHER BUSINESS: N/A
INVESTMENT RELATED: NO
ADDRESS: 719 GRANDVIEW DR. MARTINEZ CA 94563
NATURE OF BUSINESS: RENTAL PROPERTY
START DATE: 10/2016 ;
POSITION/TITLE/RELATIONSHIP: OWNER
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ;
BRIEF DESCRIPTION OF DUTIES: DUPLEX RENTAL PROPERTY ;
CRS (Client Relationship Summary) - RIA
Click below to view John Bradley Bargmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 1999 - Present
THE PACIFIC CENTER FOR FINANCIAL SERVICES
Office #1: 2000 Crow Canyon Place Suite 430, San Ramon, CA 94583RIA
CRD#: 104557
San Ramon, CA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAN RAMON, CA
Current
June 13, 1996 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2000 Crow Canyon Pl Ste 430, San Ramon, CA 94583BD
CRD#: 13572
San Ramon, CA
Past
February 21, 2002 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Pleasant Hill, CA
Past
August 25, 1995 - June 21, 1996
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/18/1996)
IAR
California(6/18/1999)
RR
Colorado(9/30/2022)
RR
Georgia(11/16/2018)
RR
Hawaii(1/19/2005)
RR
Idaho(8/30/2006)
RR
Nevada(2/9/2000)
RR
New Mexico(3/30/2007)
RR
Oregon(5/24/2006)
RR
Texas(12/7/2012)
IAR
Texas(9/10/2013)
IAR
Texas(6/29/2023)
RR
Vermont(12/21/2015)
RR
Virginia(11/18/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644San Ramon, CA 94583TRUST BUT VERIFY
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