John E. Kaszycki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Kaszycki was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2005 - December 31, 2018
SPENCER EDWARDS, INC.
September 10, 2001 - April 1, 2005
KASHNER DAVIDSON SECURITIES CORPORATION
October 16, 1998 - June 7, 2001
D.L. CROMWELL INVESTMENTS, INC.
December 6, 1996 - October 2, 1998
AMERICAN FRONTEER FINANCIAL CORPORATION
May 31, 1996 - October 23, 1996
HUDSON SECURITIES,INC.
October 9, 1986 - July 24, 1995
NTB FINANCIAL CORPORATION
May 8, 1985 - July 21, 1986
POWER SECURITIES CORPORATION
October 11, 1984 - June 3, 1985
SECO SECURITIES, INC.
July 9, 1981 - October 9, 1984
B. J. LEONARD AND COMPANY, INC.
November 25, 1975 - January 8, 1985
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
September 18, 1974 - December 31, 1976
M. S. WIEN & CO., INC.
September 3, 1974 - April 24, 1977
DOUGLASS & CO. INCORPORATED
January 14, 1972 - October 5, 1974
MOUNTAIN PACIFIC INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/13/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 1/12/1972
Registered Representative ExaminationCurrent Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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