Brian J. Bach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian J Bach, who also goes by Brian Jason Bach, Brian Bach, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2025 - January 9, 2026
QUASAR DISTRIBUTORS, LLC
November 19, 2021 - January 31, 2024
ALLSPRING FUNDS MANAGEMENT, LLC
November 19, 2021 - January 31, 2024
ALLSPRING FUNDS DISTRIBUTOR, LLC
December 15, 2005 - November 2, 2021
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - November 2, 2021
FRANKLIN DISTRIBUTORS, LLC
July 20, 2005 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
July 22, 1997 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
August 18, 1995 - February 11, 1997
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
