John N. Ajay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Nicholas Ajay was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 2 firms and has passed the Series 62 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2021 - July 17, 2023
AJAY CAPITAL MANAGEMENT
August 28, 1995 - August 6, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/25/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
AJAY CAPITAL MANAGEMENT
CRD#: 314539 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 7,843,000 |
Red Flags
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