Kerry P. Raheb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Patrick Raheb, who also goes by Patrick Raheb, Kerry Patrick Reheb, was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 1995. Kerry had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2017 - January 4, 2022
JOSEPH STONE CAPITAL L.L.C.
June 2, 2014 - May 5, 2015
LAIDLAW & COMPANY (UK) LTD.
July 15, 2013 - July 7, 2014
SPARTAN CAPITAL SECURITIES, LLC
October 2, 2012 - July 1, 2013
C.K. COOPER & COMPANY, INC.
November 12, 2009 - September 27, 2012
EKN FINANCIAL SERVICES INC.
December 3, 2007 - March 3, 2008
EKN FINANCIAL SERVICES INC.
October 10, 2005 - March 13, 2007
EMPIRE FINANCIAL GROUP, INC.
September 30, 2004 - November 7, 2005
EKN FINANCIAL SERVICES INC.
June 14, 2000 - September 14, 2004
PRESTIGE FINANCIAL CENTER, INC.
October 20, 1998 - June 13, 2000
CAMBRIDGE CAPITAL, LLC
September 5, 1997 - November 2, 1998
TASIN & COMPANY, INC.
February 19, 1997 - May 9, 1997
INVESTORS ASSOCIATES, INC.
October 29, 1996 - December 31, 1996
LLOYD WADE SECURITIES INC.
June 26, 1996 - October 28, 1996
FAIRCHILD FINANCIAL GROUP, INC.
April 3, 1996 - June 20, 1996
A. R. BARON & CO., INC.
November 30, 1995 - April 22, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
