Chet H. Bozdog
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chet Howard Bozdog was a registered financial professional .
Chet is a previously registered financial professional and started their career in finance in 1995. Chet had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
August 11, 2000 - June 29, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1997 - June 27, 2000
BANC OF AMERICA SECURITIES LLC
March 10, 1997 - October 1, 1997
MONTGOMERY SECURITIES
September 14, 1995 - April 11, 1997
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
BANC OF AMERICA SECURITIES LLC
CRD#: 26091 / SEC#: , 8-42263
Contact information
Documents
Disclosures
| Regulatory Event | 88 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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