Kevin M. Buttigieg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Buttigieg was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 13 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - September 20, 2017
MKM PARTNERS LLC
July 23, 2012 - April 16, 2013
LONGBOW SECURITIES, LLC
January 19, 2011 - March 1, 2012
CANACCORD GENUITY SECURITIES LLC
June 23, 2010 - February 8, 2011
HAPOALIM SECURITIES USA, INC.
April 30, 2009 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
December 18, 2007 - March 23, 2009
STANFORD GROUP COMPANY
July 22, 2004 - December 3, 2007
A. G. EDWARDS & SONS, INC.
July 16, 2002 - July 26, 2004
KAUFMAN BROS., L.P.
November 3, 2000 - August 7, 2001
UBS SECURITIES LLC
September 1, 1998 - November 3, 2000
UBS FINANCIAL SERVICES INC.
December 2, 1996 - August 12, 1998
PRUDENTIAL EQUITY GROUP, LLC
September 5, 1996 - October 4, 1996
J.P. MORGAN SECURITIES LLC
September 14, 1995 - July 23, 1996
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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