Wendell D. Stallings
Professional summary
Wendell Dornell Stallings, CFP®, who also goes by Wendell Dornell Stallings, Wendell Stallings, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Charlotte, North Carolina and NYLIFE DISTRIBUTORS LLC located in New York, New York.
Wendell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Wendell has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wendell Dornell Stallings's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2025 - Present
EAGLE STRATEGIES LLC
September 17, 2025 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 51 Madison Avenue, New York, NY 10010November 1, 2021 - November 13, 2024
AMERITAS ADVISORY SERVICES, LLC
October 14, 2020 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
July 10, 2017 - November 13, 2024
AMERITAS INVESTMENT COMPANY, LLC
September 4, 2015 - February 24, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
December 31, 2000 - February 20, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 12, 2000 - December 31, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 12, 2000 - December 31, 2000
OSAIC FA, INC.
November 23, 1999 - July 7, 2000
ROBERT W. BAIRD & CO. INCORPORATED
November 23, 1999 - July 7, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2025)
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Exams
Series 7TO
Date: 12/30/2019
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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