Brian J. Lichtlin
Professional summary
Brian Joseph Lichtlin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Brian had worked at 4 firms, which includes INVESTORS ASSOCIATES INC., D. H. BLAIR & CO. INC., S. D. COHN & CO. INC., CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1996 - November 22, 1996
INVESTORS ASSOCIATES, INC.
January 12, 1996 - January 18, 1996
D. H. BLAIR & CO., INC.
November 16, 1995 - April 24, 1996
S. D. COHN & CO., INC.
October 18, 1995 - November 14, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
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