Robert M. Garza
Professional summary
Robert Manuel Garza is a registered financial professional currently at ALTACCESS SECURITIES COMPANY, L.P. located in Dallas, Texas and SMITH CAPITAL MARKETS, LLC. located in Dallas, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 15 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Manuel Garza's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2016 - Present
ALTACCESS SECURITIES COMPANY, L.P.
Office #1: 325 N. St. Paul Street 26th Floor, Dallas, Texas, Dallas, TX, 75201July 17, 2018 - Present
SMITH CAPITAL MARKETS, LLC.
Office #1: 8333 Douglas Ave., Suite 1450, Dallas, TX 75225May 21, 2019 - Present
GENERATIONAL CAPITAL MARKETS INC.
Office #1: 3400 N. Central Expressway Suite 100, Richardson, TX 75082May 11, 2023 - Present
SCALEVIEW SECURITIES LLC
Office #1: 3755 S. Capital Of Texas Hwy., Suite No. 105, Austin, TX 78704August 27, 2024 - Present
WESTERN STRATEGIC ASSETS, L.L.C.
Office #1: 3100 W. Seventh Street, Suite 300, Fort Worth, TX 76107September 21, 2022 - September 22, 2023
ALKALI PARTNERS, LLC.
November 9, 2017 - March 11, 2019
COWEN SECURITIES, LP
June 16, 2017 - July 28, 2017
HARTMAN REAL ASSETS SECURITIES, INC
February 27, 2017 - June 1, 2017
HARTMAN REAL ASSETS SECURITIES, INC
January 6, 2014 - April 22, 2014
CSP SECURITIES, LP
November 9, 2012 - May 9, 2013
MDS SECURITIES, LLC
June 21, 2011 - January 3, 2012
SECURITIES CORPORATION OF AMERICA
July 22, 2010 - December 31, 2010
MPG FINANCIAL, LLC
September 11, 2008 - December 31, 2009
MPG FINANCIAL, LLC
September 8, 2006 - November 1, 2007
AFS BROKERAGE, INC.
June 8, 2004 - October 4, 2004
MOMENTUM INDEPENDENT NETWORK INC.
October 3, 1995 - February 12, 1996
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTERN STRATEGIC ASSETS, L.L.C.
CRD#: 118757 / SEC#: , 8-53684
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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Company Information
WESTERN STRATEGIC ASSETS, L.L.C.
CRD#: 118757Dallas, TX 75201TRUST BUT VERIFY
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